Compliance Officer

Juice are working with a well-established financial company based in Selby

TheyCommercial Finance, Regulated Mortgage and Protection Insurance markets and offers a broad range of services to clients and Network Partners.

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The Role

To provide compliance training, support and guidance to all Network Partners and ensure that standards are fully met
To ensure all Network Partners operate within the regulatory permissions held by the Company
Complete pre – contract checks and regular compliance reviews with Network Partners.
To ensure that the Company fully discharges its Regulatory and Compliance obligations to the FCA
To collate and manage the provision of reporting information to the FCA using the Connect and RegData interfaces
To provide regular routine management information to the Directors of the Company.
To update staff and Network Partners on changes to FCA regulatory policies
To work closely with our Training officer in delivering Compliance training modules and content to Network Partners

About You

Regulated Mortgage / Protection sector experience operating in a regulatory and compliance focussed position
Knowledge and experience of complaint handling, investigation and reporting
Understanding of the FCA Regulatory Framework and general principals of business
Understanding of the Financial Ombudsman Service (FOS)
Experience in using and interpretation of the FCA handbook
Knowledge and experience using the FCA RegData reporting system
Knowledge of and experience using the FCA Connect registration system
Knowledge and experience of the AR and IAR models within the FCA regime

Benefits

Free parking
Pension
Lots of other company benefits

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