Compliance Officer

The Role

• To provide compliance training, support and guidance to all Network Partners and ensure that standards are fully met
• To ensure all Network Partners operate within the regulatory permissions held by the Company
• Complete pre – contract checks and regular compliance reviews with Network Partners.
• To ensure that the Company fully discharges its Regulatory and Compliance obligations to the FCA
• To collate and manage the provision of reporting information to the FCA using the Connect and RegData interfaces
• To provide regular routine management information to the Directors of the Company.
• To update staff and Network Partners on changes to FCA regulatory policies
• To work closely with our Training officer in delivering Compliance training modules and content to Network Partners

About You

• Regulated Mortgage / Protection sector experience operating in a regulatory and compliance focussed position
• Knowledge and experience of complaint handling, investigation and reporting
• Understanding of the FCA Regulatory Framework and general principals of business
• Understanding of the Financial Ombudsman Service (FOS)
• Experience in using and interpretation of the FCA handbook
• Knowledge and experience using the FCA RegData reporting system
• Knowledge of and experience using the FCA Connect registration system
• Knowledge and experience of the AR and IAR models within the FCA regime

Benefits

• Free parking
• Pension
• Lots of other company benefits